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Whistleblower
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
Ramp Network to Enable USDt on TON Purchases and Withdrawals
Thought Leadership
Europe's Economic Crossroads: Recession Fears and S&P Global's
Education Center
Will Blockchain Technology Mark a Turning Point in Fraud
Education Center
7 Things We Wish Someone Had Told Us Before We Started Trading
Education Center
Ramp Network to Enable USDt on TON Purchases and Withdrawals
Thought Leadership
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whistleblower
Search for a tag
Retail FX
Named and Shamed: UK Regulator to Publicly Reveal Probed Firms
The regulator will reveal more about company probes earlier to boost market transparency.
Also, similar to the US SEC, the market watchdog wants to offer financial incentives to informants.
Tuesday, 27/02/2024 | 08:27 GMT
by
Damian Chmiel
Retail FX
SEC Charges JP Morgan $18 Million for Obstructing Client Whistleblowing
The firm barred retail clients from contacting the SEC through confidentiality agreements from March 2020 to July 2023.
The firm has agreed to pay a civil penalty of $18 million without admitting or denying findings.
Tuesday, 16/01/2024 | 14:20 GMT
by
Tareq Sikder
Retail FX
News Nuggets | 1 November: B2Core Adds cTrader; CFTC Pays This Year Mostly for Crypto Tips
Also, Komainu to boost institutional crypto services in Japan; FINRA announced the departure od Deputy Head of Enforcement.
Read today's FX/CFDs, crypto and fintech sectors' dynamic news.
Wednesday, 01/11/2023 | 11:27 GMT
by
Finance Magnates Staff
Retail FX
FCA Data Reveals Surge in Whistleblower Reports in Q2
Most reports were submitted with contact details for further follow-up.
During Q2, 300 reports containing 821 allegations were made.
Friday, 13/10/2023 | 15:59 GMT
by
Jared Kirui
Institutional FX
ASIC Encourages Whistleblowers to "Speak Up" and Publishes Good Practices Report
The Australian regulator wants to help improve companies' whistleblowing rules.
ASIC reminds regulated entities that they are obliged to protect whistleblowers from detriment.
Thursday, 02/03/2023 | 09:12 GMT
by
Damian Chmiel
Regulation
US SEC Awards $10M to Whistleblower Months after Programme Amendment
The regulator has issued a number of whistleblower awards in 2022.
It announced two amendments to its whistleblower programme in late August.
Monday, 31/10/2022 | 19:51 GMT
by
Solomon Oladipupo
Institutional FX
US Regulator Awards Another Whistleblower over $17 Million
Earlier, the SEC awarded over $6 million to two whistleblowers.
The regulator has awarded approximately $1.3 billion since 2012.
Tuesday, 19/07/2022 | 17:41 GMT
by
Solomon Oladipupo
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Retail FX
FCA Receives 279 Whistleblowing Reports in Q4 2021
In total, there were 525 allegations of financial wrongdoings.
Most of the allegations were about fitness and propriety.
Tuesday, 01/03/2022 | 12:29 GMT
by
Arnab Shome
Regulation
US CFTC Grants Its Biggest Award to a Single Whistleblower to Date
The whistleblower collaborated with critical information that led to successful enforcement actions in two cases.
Thursday, 21/10/2021 | 19:15 GMT
by
Felipe Erazo
Regulation
SEC Announces Two Whistleblower Awards Worth $4.3 Million
The commission has awarded around $719 million to 112 individuals since 2012.
Friday, 06/11/2020 | 12:22 GMT
by
Bilal Jafar
Regulation
SEC Awards $5M to Another 4 Tipsters, Hands Out $175M in 2020 Fiscal
The commission has granted compensation to a total of 102 whistleblowers yet.
Thursday, 01/10/2020 | 06:23 GMT
by
Arnab Shome
Regulation
SEC Grants 100th Whistleblower Award, Tipster Receives $1.8 Million
The company outsider reported significant information about ongoing securities law violations.
Tuesday, 29/09/2020 | 03:50 GMT
by
Celeste Skinner
Regulation
US Regulator SEC Awards Whistleblower $10 Million
The information from the tipster resulted in a successful enforcement action for the SEC.
Tuesday, 15/09/2020 | 04:08 GMT
by
Celeste Skinner
Regulation
US Regulator CFTC Grants $9 Million Award to Whistleblower
This is one of the five largest awards granted as part of the CFTC’s Whistleblower Program.
Tuesday, 28/07/2020 | 06:45 GMT
by
Celeste Skinner
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Coins
HSBC Whistleblower Falciani to Launch Anti-Fraud Cryptocurrency
If the project is approved by Spanish regulators, 5 million Tabu tokens will be put up for sale
Friday, 08/02/2019 | 15:37 GMT
by
David Kimberley
Regulation
FCA to Overhaul Treatment of Whistleblowers
Since the banking crisis, the number of whistleblower reports jumped from less than 150 in 2014 to 1,360.
Tuesday, 01/01/2019 | 13:13 GMT
by
Arnab Shome
Regulation
SEC Announces $4 Million Bounty to Foreign Whistleblower
SEC enforcement actions from tip-offs have resulted in nearly $1.7 billion in fines since the program’s inception in 2011.
Monday, 24/09/2018 | 21:14 GMT
by
Aziz Abdel-Qader
Regulation
US CFTC Charges Twelve FX and Binary Firms with Variety of Infractions
The Commodity Futures Trading Commission handed out fines totalling more than $1.2 million.
Sunday, 16/09/2018 | 11:54 GMT
by
Finance Magnates Staff
Institutional FX
Former Currency Trader Wins Whistle-Blower Case Against RBC
John Banerjee was sacked by the Canadian bank for complaining about compliance procedures
Thursday, 19/07/2018 | 08:26 GMT
by
David Kimberley
Regulation
CFTC Hands Out a Record $30 Million Award to Alleged JPMorgan Tipster
Few details are available regarding the nature of the underlying facts or enforcement action
Thursday, 12/07/2018 | 19:49 GMT
by
Aziz Abdel-Qader
News
Upbit Awards 1 Million Won to Six Reporters of Fraud
The South Korean cryptocurrency exchange believes in industry self-policing.
Tuesday, 12/06/2018 | 08:16 GMT
by
Simon Golstein
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Regulation
SEC Awards $2.2m to Whistleblower Despite Reporting Tip to Other Agency
The role of whistleblowers has been instrumental to several investigations
Friday, 06/04/2018 | 08:04 GMT
by
Jeff Patterson
Regulation
Two Tipsters Reap $16 Million Bounty from SEC Whistleblower Program
The SEC did not disclose the individual’s identity or that of the involved organization.
Thursday, 30/11/2017 | 17:15 GMT
by
Aziz Abdel-Qader
Regulation
SEC’s Whistleblower Office Announces One More Award, Hands Out $1M to Tipster
This brings the whistleblower program’s total endowment to approximately $162 million awarded to 47 whistleblowers.
Thursday, 12/10/2017 | 18:05 GMT
by
Aziz Abdel-Qader
Regulation
Two Whistleblowers Earn Record $61m from JPMorgan Tip
JPMorgan's failure to properly disclose investment commissions has resulted in a $307m fine to the SEC and CFTC.
Friday, 21/07/2017 | 06:40 GMT
by
Jeff Patterson
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